Technical Assistance Advisory 2024-02Adopted

AI governance for Washington insurers

The Washington State Office of the Insurance Commissioner issued Technical Assistance Advisory 2024-02 on April 22, 2024, adopting the NAIC Model Bulletin on the Use of AI Systems by Insurers. It reminds every insurer that holds a certificate of authority that decisions affecting consumers must comply with Washington insurance law, including the laws on unfair trade practices and unfair discrimination, regardless of whether an AI system supported the decision. The advisory recognizes the NAIC's 2020 Principles on Artificial Intelligence as an appropriate source of guidance and encourages each insurer to maintain a written AIS Program across the full insurance life cycle, from product development through claims. It also sets out the information the OIC may request during an investigation or market conduct action.

Advisory2024-02
IssuedApril 22, 2024
EffectiveUpon issuance
BasisNAIC model bulletin

What Washington expects from your AIS Program

Washington adopted the NAIC model verbatim, so the program expectations match the national framework.

Governance

A written program with clear ownership. Senior management is accountable to the board, and a cross-functional body oversees AI across its whole life cycle.

Risk Management & Internal Controls

Controls at every stage of the model life cycle, from data sourcing through retirement, sized to the potential harm to consumers.

Third-Party AI Systems & Data

The insurer stays responsible for AI it did not build. Vendor relationships need diligence, contract rights, and the ability to produce evidence.

Documentation & Audit-Readiness

Section 4 spells out what an examiner can ask for. Treating that list as a standing requirement is what keeps a program defensible.

Legal authority

The Washington State Office of the Insurance Commissioner grounds the bulletin in laws it already enforces:

  • Unfair Trade Practices ActChapter 48.30 RCW
  • Property and Casualty Model Rating LawRCW 48.19.020
  • Corporate Governance Annual Disclosure ActChapter 48.195 RCW

Who it applies to

The bulletin reaches every entity holding a Washington certificate of authority, including:

  • Property and casualty insurers
  • Life and annuity insurers
  • Health insurers and HMOs
  • All other insurers holding a Washington certificate of authority

State-specific changes: Washington issued the model as a technical assistance advisory rather than a numbered bulletin, and the advisory notes it is advisory only under RCW 34.05.230(1). The substance tracks the NAIC model, so an insurer building to the national framework is building to Washington's expectations.

Learn the basics

Resources for Washington insurers

Start with these plain-language explainers and field guides.

Guide

What is the NAIC Model Bulletin on AI?

The NAIC Model Bulletin on the Use of AI Systems by Insurers is the template most states use to set AI governance expectations. Here is what it says and why it matters.

Guide

What is an AIS Program?

An AI Systems Program (AIS Program) is the written program the NAIC Model Bulletin expects every insurer to maintain. Here are its four pillars and what each one requires.

Guide

What are the NAIC AI Principles?

The NAIC AI Principles, adopted in 2020, are the foundation beneath every state AI bulletin. The five principles spell FACTS: Fair, Accountable, Compliant, Transparent, and Secure.

Guide

AI in Insurance: Key Regulatory Definitions

The NAIC Model Bulletin defines the terms that carry legal weight, from AI System to Adverse Consumer Outcome to Model Drift. Here is what each one means for insurers.

Article

Insurance Regulators Are Forcing AI Governance. Most Carriers Aren't Ready.

State insurance regulators and bar associations are sounding the alarm on AI in insurance. Legal and regulatory pressure is forcing insurers to operationalize AI governance, not just document it.

Article

The NAIC Bulletin Is the Floor Your Reinsurer Will Hold You To

Twenty-four jurisdictions have adopted the NAIC Model Bulletin on AI. Most carrier compliance teams are working to the regulatory text. Their reinsurers will use the same document as an evidentiary baseline at the next placement, and the cedent that meets the floor and stops there is preparing for the wrong audience.

Washington AI governance FAQs

What is Washington Technical Assistance Advisory 2024-02?
It is the advisory the Washington State Office of the Insurance Commissioner issued on April 22, 2024 adopting the NAIC Model Bulletin on the Use of AI Systems by Insurers. It tells insurers that existing Washington insurance laws apply to any decision an AI system touches and encourages each insurer to maintain a written AIS Program.
Which companies have to comply in Washington?
Any insurer that holds a certificate of authority to do business in Washington, across property and casualty, life, and health lines. The advisory is not limited to a single line of business.
Can our AIS Program use the NIST AI Risk Management Framework?
Yes. The advisory states that an AIS Program may adopt, incorporate, or rely upon, in whole or in part, a framework developed by an official third-party standard organization, such as the NIST Artificial Intelligence Risk Management Framework, Version 1.0.
How will Washington enforce it?
Through existing authority, including the Unfair Trade Practices Act (Chapter 48.30 RCW), the Unfair Claims Settlement Practices Act (WAC 284-30-300 through 284-30-390), the unfair discrimination statute (RCW 48.18.480), and the Property and Casualty Model Rating Law (RCW 48.19.020). The OIC can request AIS Program documentation during investigations and market conduct actions under Chapter 48.37 RCW.
How does a Washington insurer get ready?
Stand up a written AIS Program covering governance, risk management and internal controls, and third-party oversight, then keep model inventories, validation records, and a clear data-to-decision trail examination-ready.

Get audit-ready for Washington's AI advisory

Swept AI supervises your models and produces the AIS Program evidence Washington examiners can request.